In This Issue

The Enforcement Corner

The Enforcement Corner summarizes recent PHMSA enforcement actions, indicating where PHMSA is putting its enforcement efforts and the fines they are proposing for various types of violations.

In August 2021, PHMSA issued 1 CAO, 7 NOPVs, 8 NOAs, and 8 WLs accompanied by $253,000 in proposed fines. Significant proposed fines were attributed to the following code sections:

  • $81,900 – 49 CFR 195.505(b) Operator Qualification
  • $19,000 – 49 CFR 194.7(b) Operations in Accordance with Response Plans
  • $24,100 – 49 CFR 194.117(b)(1) Training Records
  • $19,600 – 49 CFR 195.61(b) NPMS (missing submittal)
  • $19,600 – 49 CFR 195.404(b)(1) Maps & Records (missing pump discharge records)
  • $31,800 – 49 CFR 195.589(c) CP Inspection Records
  • $19,000 – 49 CFR 194.107(c)(1)(ix) Response Plan Requirements
  • $19,000 – 49 CFR 194.121(b)(8) Response Plan Updates (not filed)
  • $19,000 – 49 CFR 194.403(c) Emergency Response Training

Please note:

  1. Pipeline operators may disagree in whole or in part with each proposed violation cited by PHMSA. 
  2. Proposed fines may be reduced or eliminated before an enforcement action becomes final.
  3. A Corrective Action Order (CAO) usually addresses urgent situations arising out of an accident, spill, or other significant, immediate, or imminent safety or environmental concern.
  4. A Notice of Probable Violation (NOPV) is not proof that a violation actually occurred.
  5. A Notice of Amendment (NOA) is frequently a result of a difference of opinion regarding written procedure requirements.
  6. A Proposed Compliance Order (PCO) frequently documents actions the pipeline operator already planned to do.
  7. Warning Letter (WL) is an official notice by PHMSA that an operator needs to make improvements but that no further enforcement is proposed for those findings at this time.

RCP maintains a detailed database of all PHMSA enforcement actions dating back to 2007 and is routinely asked for data analysis of various enforcement actions. For more information on how RCP can assist with enforcement action data analysis services, contact Jessica Foley.

Need to respond to a PHMSA enforcement action?
Need to know if your enforcement action is an outlier, or par for the course? 

RCP maintains a detailed database of all PHMSA enforcement actions and their resolution which enables us to compare and contrast individual enforcement actions to nationwide actions and trends.  We can help put things into context to ensure an effective reply for each citation.  For more information on how RCP can assist with enforcement action data analysis services, contact Jessica Foley.